Navigate capital markets with trusted legal expertise
At Swanyalaw Advocates, we provide specialized legal advisory and regulatory support to clients engaging in capital markets transactions. We assist corporations, investors, and financial institutions in navigating the complexities of securities regulation, compliance requirements, and market transactions with precision and clarity.
Our practice covers a wide range of services, including public and private offerings, regulatory filings, corporate restructuring, and compliance with capital markets authorities. By combining legal expertise with a strong understanding of financial markets, we ensure that our clients’ transactions are not only legally sound but also strategically positioned to achieve growth and investor confidence.
Achieve growth through sound capital markets legal support.
- How We Work
Our approach to Capital Markets Law
Regulatory Compliance & Advisory
We ensure clients meet all requirements of capital markets regulators, including disclosures, filings, and ongoing compliance obligations.
Transaction Structuring
We provide strategic legal guidance on public and private offerings, securities issuance, and investment vehicles to align with client goals.
Investor Protection & Confidence
We draft and review documentation that builds transparency, safeguards investors, and fosters trust in the marketplace.
Dispute Prevention & Resolution
We advise on risk mitigation and represent clients in disputes relating to securities, investments, and market transactions.
- Our Focus Areas
IPOs & Securities Offerings
End-to-end support including due diligence, prospectus drafting, CMA approvals, and NSE listing engagements.
Debt, Equity & Hybrid Instruments
Structuring rights issues, bonds, private placements, and innovative hybrid securities to meet diverse financing needs.
Investment Funds & CIS Structures
Legal design, licensing, and CMA authorization for unit trusts, REITs, alternative investment funds, and other vehicles.
Regulatory Compliance
Ongoing advice on compliance with CMA, NSE, CDSC rules, corporate governance, disclosure requirements, and AML/CFT mandates.
Disputes & Enforcement
Representation in regulatory investigations, CMA disputes, listing challenges, and enforcement actions.
Emerging Products & Advisory
Strategic guidance on derivatives, regulatory sandbox participation, and compliance roadmaps for innovative instruments.
